SEC and Securities Transactions & Compliance

SEC and Securities Transactions & Compliance

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For further advice please contact us for a consultation.

+44 (0)3330 143 401

We help companies across the United States and foreign companies offering securities in the United States to successfully navigate complex securities laws while maintaining a focus on real-world business matters and problem-solving with a focus on success.


Whether a client is engaging in an IPO, follow-on offering, private offering, buying securities or otherwise engaging in a securities transaction, it will be subject to a myriad of ever-evolving rules and regulations. While these rules are intended to shield investors from fraudulent activity, the complexities surrounding compliance with the federal and state securities laws are extremely difficult to navigate and absolutely require the assistance of seasoned professionals.

When companies need help with securities regulatory guidance, gunnercooke offers experienced and educated counsel.

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